OUR SERVICES

  • Advertising retail financial services
  • Anti-Money Laundering and Counter-Terrorism Financing
  • Banker/customer law
  • Banking Code of Practice and the Customer Owned Banking Code of Practice
  • Board succession planning and renewal
  • Commercial agreements
  • Company Constitutions
  • Compliance & operational efficiency reviews – banking and lending
  • Consumer Data Rights – Open Banking
  • Corporate Governance and Directors’ Duties
  • Corporations Act
  • Credit (including the National Credit Code) and Responsible Lending
  • Dealing with Regulators – ASIC, APRA, ACCC, AUSTRAC, and the OAIC
  • Debt Recovery
  • Deceased Estates
  • Demutualisation & merger
  • Design and Distribution Obligations
  • Dispute Resolution including:
    • Internal Dispute Resolution
    • AFCA Disputes
    • Recovering debts
    • Commercial disputes
  • Electronic Transactions Law including the ePayments Code
  • Employment Law
  • Fit & Proper requirements
  • Internal Capital Adequacy Assessment Processes
  • Licensing – obtaining, varying, or ceasing to hold an:
    • Australian Credit Licence
    • Australian Financial Services Licence
    • Authorised Deposit-Taking Institution Licence
  • Licensing – managing “serious breaches”
  • Performance Assessments – Board & Directors
  • Powers of Attorney and Financial Management Orders
  • Privacy:
    • Australian Privacy Principles
    • Credit Reporting
    • Consumer Data Rights (Open Banking)
  • Prudential Supervision
  • Recovery planning
  • Retainer services – HotLine compliance advice & Practice Notes
  • Risk Management Frameworks
  • Spam legislation
  • Strategic planning
  • Template disclosure and compliance documents
  • Trade Promotions and Competitions
  • Training programs
  • Transfers of Business – process and due diligence
  • Whistle-blowers